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Santa Ana, CA
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SRK CAPITAL

Mortgage Specialists

SRK CAPITAL INC. is a fully licensed mortgage broker and real estate brokerage operating under strict regulatory compliance. Our team maintains multiple professional licenses including NMLS and DRE certifications, demonstrating our commitment to transparency and adherence to federal and state regulations in both mortgage and real estate transactions.

Licensing & Registration

Professional License #1

Active Status

NMLS #2043372 | DRE #01961971

  • Registered with the Nationwide Multistate Licensing System & Registry
  • California Department of Real Estate licensed professional
  • Dual expertise in mortgage origination and real estate transactions
  • Compliant with SAFE Act requirements for mortgage loan originators

Professional License #2

Active Status

NMLS #2313958 | DRE #02137070

  • Additional NMLS registration for expanded mortgage capabilities
  • Secondary DRE license for comprehensive real estate services
  • Continuous education and training requirements met for all licenses
  • Full regulatory compliance maintained across all jurisdictions

Professional Certifications

Federal Mortgage Licensing

NMLS registered and compliant with federal SAFE Act requirements

State-Specific Licenses

Individual state licenses maintained for each operating jurisdiction

Continuing Education

Annual CE requirements completed for license maintenance and industry updates

Background Verification

FBI background checks and credit reports maintained as per regulatory requirements

Compliance & Standards

Regulatory Compliance

Full adherence to RESPA, TILA, ECOA, and Fair Housing Act requirements

Data Security

Implementation of secure systems for handling sensitive financial information per GLBA

Consumer Protection

Committed to CFPB guidelines and consumer protection standards

Industry Memberships

Active participation in professional mortgage associations and regulatory bodies